Financial services regulation
We provide advice on financial services regulatory issues covering matters arising out of the Financial Services and Markets Act 2000 and related legislation such as the Regulated Activities Order, the Financial Promotion Order and the relevant regulatory handbook.
We advise clients on matters such as Perimeter Guidance and assessing whether a regulated activity may be undertaken, regulatory authorisations, fitness and propriety, conduct of business, ongoing compliance requirements and financial promotions.
Together with our corporate and finance teams we can cover the regulatory issues in areas such as regulated and unregulated collective investment schemes, prospectus legislation, corporate transactions and business ventures.
Our international connections and expertise allow us to offer clients a seamless service on cross border matters.
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